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SB 238
  • Introduced
    Jan 19, 2023
  • Passed Senate
    Mar 06, 2023
  • Passed House
    Mar 13, 2023
  • Signed into Law
    Apr 04, 2023
SB 238
Tennessee Senate Bill
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Commerce and Insurance, Dept. of - As enacted, permits the commissioner to require submission of a set of fingerprints by an investment adviser representative applicant; updates when registration as an issuer-dealer becomes effective after submission of an application; and makes other various changes regarding the regulation of financial services. - Amends TCA Title 48, Chapter 1, Part 1 and Title 56, Chapter 6, Part 1.
Last Action See all actions
executive • Apr 18, 2023: Effective date(s) 04/04/2023; 01/01/2024
Latest Bill Text See all bill texts
Amended with SA0033, HA0088 -- 03/20/2023

Official Summary/Bill Text

Comments on SB 238

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Sponsors
Votes
Feb 14, 2023, House
HOUSE BANKING AND CONSUMER AFFAIRS SUBCOMMITTEE: Rec for pass if am by s/c ref. to Commerce Committee 2/14/2023
YES: 0
NO: 0
OTHER: 0
YES: 0

    NO: 0

      OTHER: 0
      Sources
      Feb 14, 2023, Senate
      SENATE COMMERCE AND LABOR COMMITTEE: Recommended for passage with amendment/s, refer to Senate Finance, Ways, and Means Committee Ayes 6, Nays 0 PNV 0 2/14/2023 Passed
      YES: 6
      NO: 0
      OTHER: 0
      YES: 6

      NO: 0

        OTHER: 0
        Sources
        Feb 21, 2023, House
        HOUSE COMMERCE COMMITTEE: Rec. for pass. if am., ref. to Finance, Ways, and Means Committee 2/21/2023 (3)
        YES: 0
        NO: 0
        OTHER: 0
        YES: 0

          NO: 0

            OTHER: 0
            Sources
            Feb 28, 2023, Senate
            SENATE FINANCE, WAYS AND MEANS COMMITTEE: Recommended for passage, refer to Senate Calendar Committee 2/28/2023 Passed (3)
            YES: 11
            NO: 0
            OTHER: 0
            YES: 11

            NO: 0

              OTHER: 0
              Sources
              Mar 01, 2023, House
              HOUSE FINANCE, WAYS, AND MEANS SUBCOMMITTEE: Rec for pass if am by s/c ref. to Finance, Ways, and Means Committee 3/1/2023
              YES: 0
              NO: 0
              OTHER: 0
              YES: 0

                NO: 0

                  OTHER: 0
                  Sources
                  Mar 06, 2023, Senate
                  FLOOR VOTE: as Amended Third Consideration 3/6/2023 Passed (2)
                  YES: 30
                  NO: 0
                  OTHER: 0
                  YES: 30

                  NO: 0

                    OTHER: 0
                    Sources
                    Mar 07, 2023, House
                    HOUSE FINANCE, WAYS, AND MEANS COMMITTEE: Rec. for pass. if am., ref. to Calendar & Rules Committee 3/7/2023
                    YES: 0
                    NO: 0
                    OTHER: 0
                    YES: 0

                      NO: 0

                        OTHER: 0
                        Sources
                        Mar 13, 2023, House
                        FLOOR VOTE: REGULAR CALENDAR AS AMENDED PASSAGE ON THIRD CONSIDERATION 3/13/2023 Passed (1)
                        YES: 94
                        NO: 0
                        OTHER: 0
                        YES: 94

                        NO: 0

                          OTHER: 0
                          Sources
                          Mar 13, 2023, House
                          HOUSE CALENDAR & RULES COMMITTEE: H. Placed on Regular Calendar for 3/13/2023 3/9/2023 (2)
                          YES: 0
                          NO: 0
                          OTHER: 0
                          YES: 0

                            NO: 0

                              OTHER: 0
                              Sources
                              Mar 20, 2023, Senate
                              FLOOR VOTE: Motion to Concur 3/20/2023 Passed (1)
                              YES: 32
                              NO: 0
                              OTHER: 0
                              YES: 32

                              NO: 0

                                OTHER: 0
                                Sources
                                Actions
                                • Apr 18, 2023 | executive
                                  • Pub. Ch. 112
                                  • Effective date(s) 04/04/2023; 01/01/2024
                                • Apr 04, 2023 | Senate
                                  • Signed by Governor.
                                • Mar 24, 2023 | Senate
                                  • Transmitted to Governor for action.
                                • Mar 23, 2023 | House
                                  • Signed by H. Speaker
                                • Mar 22, 2023 | Senate
                                  • Enrolled and ready for signatures
                                  • Signed by Senate Speaker
                                • Mar 20, 2023 | Senate
                                  • Concurred, Ayes 32, Nays 0 (Amendment 2 - HA0088)
                                • Mar 16, 2023 | Senate
                                  • Placed on Senate Message Calendar for 3/20/2023
                                • Mar 13, 2023 | House
                                  • Subst. for comp. HB.
                                  • Am. withdrawn. (Amendment 1 - HA0018)
                                  • H. adopted am. (Amendment 2 - HA0088)
                                  • Passed H., as am., Ayes 94, Nays 0, PNV 0
                                • Mar 09, 2023 | House
                                  • Rcvd. from S., held on H. desk.
                                • Mar 07, 2023 | Senate
                                  • Sponsor(s) Added.
                                • Mar 06, 2023 | Senate
                                  • Senate adopted Amendment (Amendment 1 - SA0033)
                                  • Passed Senate as amended, Ayes 30, Nays 0
                                  • Engrossed; ready for transmission to House
                                • Mar 03, 2023 | Senate
                                  • Placed on Senate Regular Calendar for 3/6/2023
                                • Feb 28, 2023 | Senate
                                  • Recommended for passage, refer to Senate Calendar Committee
                                • Feb 21, 2023 | Senate
                                  • Placed on Senate Finance, Ways, and Means Committee calendar for 2/28/2023
                                • Feb 14, 2023 | Senate
                                  • Recommended for passage with amendment/s, refer to Senate Finance, Ways, and Means Committee Ayes 6, Nays 0 PNV 0
                                • Feb 07, 2023 | Senate
                                  • Placed on Senate Commerce and Labor Committee calendar for 2/14/2023
                                • Jan 21, 2023 | Senate
                                  • Passed on Second Consideration, refer to Senate Commerce and Labor Committee
                                • Jan 20, 2023 | Senate
                                  • Introduced, Passed on First Consideration
                                • Jan 19, 2023 | Senate
                                  • Filed for introduction
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