HB 1085
  • Introduced
    Jan 05, 2021
  • Passed House
    Jan 08, 2021
  • Passed Senate
    Mar 03, 2021
  • Became Law
    Mar 09, 2021
HB 1085
North Dakota House Bill
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Relating to the definition of broker-dealer, registration by coordination, federal covered securities, and qualifications of registered agents.
Last Action See all actions
executive • Mar 11, 2021: Filed with Secretary Of State 03/09
Latest Bill Text See all bill texts
Enrollment

Summary

Comments on HB 1085

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Jan 08, 2021, House
The question being on the final passage of the bill, which has been read, and has committee recommendation of DO PASS, the roll was called and there were 89 YEAS, 0 NAYS, 0 EXCUSED, 5 ABSENT AND NOT VOTING.
YES: 89
NO: 0
OTHER: 5
YES: 89

NO: 0

    ABSENT: 5

    Sources
    Mar 03, 2021, Senate
    The question being on the final passage of the bill, which has been read, and has committee recommendation of DO PASS, the roll was called and there were 46 YEAS, 0 NAYS, 0 EXCUSED, 1 ABSENT AND NOT VOTING.
    YES: 46
    NO: 0
    OTHER: 1
    YES: 46

    NO: 0

      ABSENT: 1

      Sources
      Actions
      • Mar 11, 2021 | executive
        • Filed with Secretary Of State 03/09
      • Mar 09, 2021 | House
        • Signed by Governor 03/09
      • Mar 08, 2021 | House
        • Signed by Speaker
        • Sent to Governor
      • Mar 05, 2021 | Senate
        • Signed by President
      • Mar 04, 2021 | House
        • Returned to House
      • Mar 03, 2021 | Senate
        • Second reading, passed, yeas 46 nays 0
      • Feb 22, 2021 | Senate
        • Reported back, do pass, place on calendar 6 0 0
      • Feb 17, 2021 | Senate
        • Bill Hearing, Senate Industry, Business and Labor, 02/17 9:45 AM, Room Fort Union - relating to the definition of broker-dealer
        • Committee Hearing 09:45
      • Feb 02, 2021 | Senate
        • Introduced, first reading, referred Industry, Business and Labor Committee
      • Jan 11, 2021 | Senate
        • Received from House
      • Jan 08, 2021 | House
        • Reported back, do pass, place on calendar 14 0 0
        • Second reading, passed, yeas 89 nays 0
      • Jan 06, 2021 | House
        • Bill Hearing, House Industry, Business and Labor, 01/06 2:00 PM, Room 327C - Securities law revisions
        • Committee Hearing 02:00
      • Jan 05, 2021 | House
        • Introduced, first reading, referred Industry, Business and Labor Committee
      Bill Texts
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