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IntroducedFeb 06, 2025
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Passed House
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Passed Senate
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Signed into Law
AN ACT CONCERNING THE CONNECTICUT UNIFORM SECURITIES ACT. To: (1) Exempt merger and acquisition broker-dealers and certain individuals representing such broker-dealers from certain registration requirements; (2) provide that the Banking Commissioner may censure or impose a bar upon any registrant, any partner, officer or director of any registrant or any other person directly or indirectly controlling any registrant; and (3) establish various requirements for "Tier 2" offerings.
Last Action See all actions
House • Mar 24, 2025: File Number 188 (LCO)
Latest Bill Text See all bill texts
House Calendar: House Calendar, Apr 16, 2025
Position: 141
Summary/Bill Text
Comments on HB 6875
Tweets
Whip Lists
Sponsors
- Banking Committeeprimary
Votes
YES: 12
- Doucette J
- Miller P
- Delnicki T
- Berthel E
- Santos F
- Honig P
- Baker A
- Foster J
- Hochadel J
- Gee F
- Hoxha J
- Gaiewski D
NO: 0
ABSENT: 1
- Aniskovich C
Actions
- Mar 24, 2025 | House
- Reported Out of Legislative Commissioners' Office (LCO)
- Favorable Report, Tabled for the Calendar, House
- House Calendar Number 141
- File Number 188 (LCO)
- Mar 17, 2025 | House
- Referred to Office of Legislative Research and Office of Fiscal Analysis 03/24/25 12:00 PM (LCO)
- Mar 06, 2025 | House
- Joint Favorable (BA)
- Filed with Legislative Commissioners' Office (LCO)
- Feb 07, 2025 | House
- Public Hearing 02/13
- Feb 06, 2025 | House
- Referred to Joint Committee on Banking
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