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IntroducedFeb 15, 2024
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Passed Senate
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Passed House
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Signed into Law
AN ACT CONCERNING THE CONNECTICUT UNIFORM SECURITIES ACT. To: (1) Exempt merger and acquisition broker-dealers and certain individuals representing such broker-dealers from certain registration requirements; (2) establish various requirements for Tier 2 offerings; and (3) provide that the Banking Commissioner may censure or impose a bar upon any registrant, any partner, officer, director of any registrant or any other person directly or indirectly controlling any registrant.
Last Action See all actions
Senate • Feb 22, 2024: Public Hearing 02/27
Latest Bill Text See all bill texts
Summary/Bill Text
Comments on SB 124
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- Banking Committeeprimary
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Actions
- Feb 22, 2024 | Senate
- Public Hearing 02/27
- Feb 15, 2024 | Senate
- Referred to Joint Committee on Banking
Bill Texts
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