Enrolled Copy S.B. 139 1 UTAH STATE CORRECTIONAL FACILITY OPERATIONAL 2 AMENDMENTS 3 2021 GENERAL SESSION 4 STATE OF UTAH 5 Chief Sponsor: Derrin R. Owens 6 House Sponsor: V. Lowry Snow 7 8 LONG TITLE 9 General Description: 10 This bill addresses Department of Corrections operations, including treatment and 11 program opportunities for offenders. 12 Highlighted Provisions: 13 This bill: 14 < defines terms; 15 < requires the Department of Corrections to offer offenders program opportunities that 16 are evidence-based and evidence-informed; 17 < requires the Department of Corrections to implement direct supervision where 18 appropriate to reduce violence and enhance offenders' voluntary participation in 19 program opportunities; 20 < requires the Department of Corrections to develop an individual case action plan for 21 each offender that includes program priorities based on assessments of the 22 offender's risk, needs, and responsivity; 23 < requires the Department of Corrections to share an individual's case action plan, 24 including changes to or progress made in the plan, with the sentencing and release 25 authority; 26 < requires the sentencing and release authority to consider an individual's case action 27 plan when making decisions; 28 < requires the Department of Corrections to provide training in direct supervision and 29 trauma-informed care; and S.B. 139 Enrolled Copy 30 < exempts the Department of Corrections shooting ranges from public access. 31 Money Appropriated in this Bill: 32 None 33 Other Special Clauses: 34 This bill provides a coordination clause. 35 Utah Code Sections Affected: 36 AMENDS: 37 47-3-305, as enacted by Laws of Utah 2013, Chapter 155 and further amended by 38 Revisor Instructions, Laws of Utah 2013, Chapter 155 39 64-13-1, as last amended by Laws of Utah 2016, Chapter 243 40 64-13-6, as last amended by Laws of Utah 2018, Chapter 200 41 64-13-14, as last amended by Laws of Utah 2007, Chapter 306 42 64-13-24, as last amended by Laws of Utah 1987, Chapter 116 43 77-18-1, as last amended by Laws of Utah 2020, Chapters 209, 299, and 354 44 77-27-5, as last amended by Laws of Utah 2019, Chapter 148 45 Utah Code Sections Affected by Coordination Clause: 46 77-18-1, as last amended by Laws of Utah 2020, Chapters 209, 299, and 354 47 77-18-105, Utah Code Annotated 1953 48 49 Be it enacted by the Legislature of the state of Utah: 50 Section 1. Section 47-3-305 is amended to read: 51 47-3-305. Exceptions and prohibitions. 52 (1) This part does not apply to: 53 (a) shooting ranges that are otherwise open to the public; 54 (b) shooting ranges that are operated as a public shooting range staffed by and operated 55 by Division of Wildlife Resources; 56 (c) the Utah National Guard ranges located at Camp Williams and the Salt Lake 57 International Airport; [and] -2- Enrolled Copy S.B. 139 58 (d) Department of Corrections ranges; and 59 [(d)] (e) ranges owned, operated, or currently leased as of March 26, 2013, by a state or 60 local public safety agency. 61 (2) Firearms may not be allowed in a school building, except under the provision of 62 Section 76-10-505.5, unless there is an outdoor entrance to the shooting range and the most 63 direct access to the range is used. An outdoor entrance to a shooting range may not be blocked 64 by fences, structures, or gates for the purpose of blocking the outdoor entrance. 65 (3) Only air guns may be used in public ranges where the ventilation systems do not 66 meet current OSHA standards as applied to the duration of exposure of the participants. For 67 the purposes of this part, an air gun does not include larger caliber pneumatic weapons, 68 paintball guns, or air shotguns. 69 (4) Group range use is a lawful, approved activity under Subsection 76-10-505.5(4)(a). 70 Section 2. Section 64-13-1 is amended to read: 71 64-13-1. Definitions. 72 As used in this chapter: 73 (1) "Case action plan" means a document developed by the Department of Corrections 74 that identifies: 75 (a) the program priorities for the treatment of the offender, including the criminal risk 76 factors as determined by [a risk and needs assessment] risk, needs, and responsivity 77 assessments conducted by the department[.]; and 78 (b) clearly defined completion requirements. 79 (2) "Community correctional center" means a nonsecure correctional facility operated 80 by the department. 81 (3) "Correctional facility" means any facility operated to house offenders, either in a 82 secure or nonsecure setting: 83 (a) by the department; or 84 (b) under a contract with the department. 85 (4) "Criminal risk factors" means a person's characteristics and behaviors that: -3- S.B. 139 Enrolled Copy 86 (a) affect that person's risk of engaging in criminal behavior; and 87 (b) are diminished when addressed by effective treatment, supervision, and other 88 support resources, resulting in a reduced risk of criminal behavior. 89 (5) "Department" means the Department of Corrections. 90 (6) "Direct supervision" means a housing and supervision system that is designed to 91 meet the goals described in Subsection 64-13-14(5) and has the elements described in 92 Subsection 64-13-14(6). 93 [(6)] (7) "Emergency" means any riot, disturbance, homicide, inmate violence 94 occurring in any correctional facility, or any situation that presents immediate danger to the 95 safety, security, and control of the department. 96 (8) "Evidence-based" means a program or practice that has had multiple randomized 97 control studies or a meta-analysis demonstrating that the program or practice is effective for a 98 specific population or has been rated as effective by a standardized program evaluation tool. 99 (9) "Evidence-informed" means a program or practice that is based on research and the 100 experience and expertise of the department. 101 [(7)] (10) "Executive director" means the executive director of the Department of 102 Corrections. 103 [(8)] (11) "Inmate" means any person who is committed to the custody of the 104 department and who is housed at a correctional facility or at a county jail at the request of the 105 department. 106 [(9)] (12) "Offender" means any person who has been convicted of a crime for which 107 he may be committed to the custody of the department and is at least one of the following: 108 (a) committed to the custody of the department; 109 (b) on probation; or 110 (c) on parole. 111 [(10)] (13) "Risk and needs assessment" means an actuarial tool validated on criminal 112 offenders that determines: 113 (a) an individual's risk of reoffending; and -4- Enrolled Copy S.B. 139 114 (b) the criminal risk factors that, when addressed, reduce the individual's risk of 115 reoffending. 116 [(11)] (14) "Secure correctional facility" means any prison, penitentiary, or other 117 institution operated by the department or under contract for the confinement of offenders, 118 where force may be used to restrain them if they attempt to leave the institution without 119 authorization. 120 Section 3. Section 64-13-6 is amended to read: 121 64-13-6. Department duties. 122 (1) The department shall: 123 (a) protect the public through institutional care and confinement, and supervision in the 124 community of offenders where appropriate; 125 (b) implement court-ordered punishment of offenders; 126 (c) provide evidence-based and evidence-informed program opportunities for offenders 127 designed to reduce offenders' criminogenic and recidivism risks, including behavioral, 128 cognitive, educational, and career-readiness program opportunities; 129 (d) ensure that offender participation in all program opportunities described in 130 Subsection (1)(c) is voluntary; 131 (e) where appropriate, utilize offender volunteers as mentors in the program 132 opportunities described in Subsection (1)(c); 133 [(d)] (f) provide treatment for sex offenders who are found to be treatable based upon 134 criteria developed by the department; 135 [(e)] (g) provide the results of ongoing clinical assessment of sex offenders and 136 objective diagnostic testing to sentencing and release authorities; 137 [(f)] (h) manage programs that take into account the needs and interests of victims, 138 where reasonable; 139 [(g)] (i) supervise probationers and parolees as directed by statute and implemented by 140 the courts and the Board of Pardons and Parole; 141 [(h)] (j) subject to Subsection (2), investigate criminal conduct involving offenders -5- S.B. 139 Enrolled Copy 142 incarcerated in a state correctional facility; 143 [(i)] (k) cooperate and exchange information with other state, local, and federal law 144 enforcement agencies to achieve greater success in prevention and detection of crime and 145 apprehension of criminals; 146 [(j)] (l) implement the provisions of Title 77, Chapter 28c, Interstate Compact for 147 Adult Offender Supervision; 148 [(k)] (m) establish a case action plan based on appropriate validated risk, needs, and 149 responsivity assessments for each offender as follows: 150 (i) (A) if an offender is to be supervised in the community, the case action plan shall be 151 established for the offender not more than 90 days after supervision by the department begins; 152 and 153 [(ii)] (B) if the offender is committed to the custody of the department, the case action 154 plan shall be established for the offender not more than 120 days after the commitment; [and] 155 (ii) each case action plan shall integrate an individualized, evidence-based, and 156 evidence-informed treatment and program plan with clearly defined completion requirements; 157 (iii) the department shall share each newly established case action plan with the 158 sentencing and release authority within 30 days after the day on which the case action plan is 159 established; and 160 (iv) the department shall share any changes to a case action plan, including any change 161 in an offender's risk assessment, with the sentencing and release authority within 30 days after 162 the day of the change; and 163 [(l)] (n) ensure that any training or certification required of a public official or public 164 employee, as those terms are defined in Section 63G-22-102, complies with Title 63G, Chapter 165 22, State Training and Certification Requirements, if the training or certification is required: 166 (i) under this title; 167 (ii) by the department; or 168 (iii) by an agency or division within the department. 169 (2) The department may in the course of supervising probationers and parolees: -6- Enrolled Copy S.B. 139 170 (a) impose graduated sanctions, as established by the Utah Sentencing Commission 171 under Subsection 63M-7-404(6), for an individual's violation of one or more terms of the 172 probation or parole; and 173 (b) upon approval by the court or the Board of Pardons and Parole, impose as a 174 sanction for an individual's violation of the terms of probation or parole a period of 175 incarceration of not more than three consecutive days and not more than a total of five days 176 within a period of 30 days. 177 (3) (a) By following the procedures in Subsection (3)(b), the department may 178 investigate the following occurrences at state correctional facilities: 179 (i) criminal conduct of departmental employees; 180 (ii) felony crimes resulting in serious bodily injury; 181 (iii) death of any person; or 182 (iv) aggravated kidnaping. 183 (b) Prior to investigating any occurrence specified in Subsection (3)(a), the department 184 shall: 185 (i) notify the sheriff or other appropriate law enforcement agency promptly after 186 ascertaining facts sufficient to believe an occurrence specified in Subsection (3)(a) has 187 occurred; and 188 (ii) obtain consent of the sheriff or other appropriate law enforcement agency to 189 conduct an investigation involving an occurrence specified in Subsection (3)(a). 190 (4) Upon request, the department shall provide copies of investigative reports of 191 criminal conduct to the sheriff or other appropriate law enforcement agencies. 192 (5) (a) The executive director of the department, or the executive director's designee if 193 the designee possesses expertise in correctional programming, shall consult at least annually 194 with cognitive and career-readiness staff experts from the Utah system of higher education and 195 the State Board of Education to review the department's evidence-based and evidence-informed 196 treatment and program opportunities. 197 (b) Beginning in the 2022 interim, the department shall provide an annual report to the -7- S.B. 139 Enrolled Copy 198 Law Enforcement and Criminal Justice Interim Committee regarding the department's 199 implementation of and offender participation in evidence-based and evidence-informed 200 treatment and program opportunities designed to reduce the criminogenic and recidivism risks 201 of offenders over time. 202 [(5)] (6) The Department of Corrections shall collect accounts receivable ordered by 203 the district court as a result of prosecution for a criminal offense according to the requirements 204 and during the time periods established in Subsection 77-18-1(9). 205 Section 4. Section 64-13-14 is amended to read: 206 64-13-14. Secure correctional facilities. 207 (1) The department shall maintain and operate secure correctional facilities for the 208 incarceration of offenders. 209 (2) For each compound of secure correctional facilities, as established by the executive 210 director, wardens shall be appointed as the chief administrative officers by the executive 211 director. 212 (3) The department may transfer offenders from one correctional facility to another and 213 may, with the consent of the sheriff, transfer any offender to a county jail. 214 (4) Where new or modified facilities are designed appropriately, the department shall 215 implement an evidence-based direct supervision system in accordance with Subsections (5) and 216 (6). 217 (5) A direct supervision system shall be designed to meet the goals of: 218 (a) reducing offender violence; 219 (b) enhancing offenders' participation in treatment, program, and work opportunities; 220 (c) managing and reducing offender risk; 221 (d) promoting pro-social offender behaviors; 222 (e) providing a tiered-housing structure that: 223 (i) rewards an offender's pro-social behaviors and progress toward the completion 224 requirements of the offender's individual case action plan with less restrictive housing and 225 increased privileges; and -8- Enrolled Copy S.B. 139 226 (ii) houses similarly behaving offenders together; and 227 (f) reducing departmental costs. 228 (6) A direct supervision system shall include the following elements: 229 (a) department staff will interact continuously with offenders to actively manage 230 offenders' behavior and to identify problems at early stages; 231 (b) department staff will use management techniques designed to prevent and 232 discourage negative offender behavior and encourage positive offender behavior; 233 (c) department staff will establish and maintain a professional supervisory relationship 234 with offenders; and 235 (d) barriers separating department staff and offenders shall be removed. 236 (7) Beginning in the 2022 interim, the department shall provide an annual report to the 237 Law Enforcement and Criminal Justice Interim Committee regarding the status of the 238 implementation of direct supervision. 239 Section 5. Section 64-13-24 is amended to read: 240 64-13-24. Standards for staff training. 241 To assure the safe and professional operation of correctional programs, the department 242 shall establish policies setting minimum standards for the basic training of all staff upon