BILL NUMBER: S8563
SPONSOR: CLEARE
 
TITLE OF BILL:
An act to amend the general business law, in relation to enacting the
"consumer grocery pricing fairness act"
 
PURPOSE OR GENERAL IDEA OF BILL:
The purpose of this bill is to stop price discrimination against inde-
pendent retailers that prevents them from offering lower prices to their
customers, while preserving efficiencies from economies of scale.
 
SUMMARY OF SPECIFIC PROVISIONS:
  §  3  amends  the  general business law by adding article 22-C Article
22-C, Section 350-j defines key terms to be used within this article.
Article 22-C, Section 350-k, adds the following subsections:  Subsection
i makes it unlawful for covered suppliers to deny equal terms of sale to
covered retailers or covered wholesalers  purchasing  the  same  covered
good in the same volume at roughly the same time.
Subsection  2  requires  covered  suppliers,  upon  request,  to provide
covered retailers and covered wholesalers with anonymized terms of  sale
offered  to  dominant  covered  retailers  for the same covered good and
volume within the prior i8o days.
Subsection 3 prohibits covered suppliers from refusing to  sell  covered
goods to covered retailers or covered wholesalers based on trade channel
distinctions if doing so creates unequal terms of sale.
Subsection  4 bars covered suppliers from refusing to sell covered goods
to non-dominant covered retailers or covered wholesalers who  have  paid
on  time  in  the past year, requested equal terms, and lack any commer-
cially reasonable basis for denial.
Subsection 5 prohibits dominant covered retailers from  demanding  terms
of  sale  that  allow  them  to over-purchase covered goods beyond their
regular sales capacity in a way that unreasonably limits availability to
other covered retailers.
Subsection 6 bars dominant covered retailers from coercing  or  inducing
covered suppliers to violate this section.
  Section  350-1  makes covered suppliers and dominant covered retailers
liable for violations committed by their agents.
  Section 350-m states that  liability  does  not  attach  to  a  person
alleged to have engaged in unlawful conduct described in
  Section  350-k  of  this  article if differences in terms of sale stem
from genuine efficiencies (such as  self-distribution  or  manufacturing
economies),  if  a covered retailer voluntarily accepted different terms
in exchange for commercially reasonable consideration without  coercion,
or  if  the  terms  applied  only  to situations involving perishable or
seasonal covered goods, distress sales, or discontinuation of business.
  Section 350-n grants  immunity  to  covered  suppliers  when  dominant
buyers  imposed  anticompetitive  preferential  terms  on  suppliers. To
receive immunity, a covered supplier must demonstrate (1)  that  it  did
not  collude  with  the dominant covered buyer, (2) the covered supplier
would have suffered substantial harm had it refused the buyer; and
  (3)  the  covered  supplier  made  a good-faith effort to disclose the
coercion to enforcers.
  Section 350-o  authorizes  enforcement  by  the  Attorney  General  or
injured  parties,  who  may  seek  injunctions and civil penalties up to
three times the actual damages.
  Section 350-p clarifies that the article does  not  override  existing
antitrust  laws  and  does  not  require parties to do business with one
another unless a refusal would itself violate the article.
  § 4 establishes that this action shall take effect immediately
 
JUSTIFICATION:
Independent grocers are the backbone of New York's food economy, partic-
ularly in New York City and the State's rural  and  low-income  communi-
ties. But, because of the anticompetitive practices of big box retailers
and  national  grocery  chains  who extract lower prices from suppliers,
these small businesses, and their wholesaler distributors and suppliers,
are not able to compete on a level playing field,  resulting  in  rising
food  prices  for  consumers  across  New York. As a result, many of New
York's small and independent food retailers are struggling  to  survive,
food deserts are increasingly widespread among New York communities, and
the price of food has skyrocketed, crushing consumers.
This bill will prohibit suppliers from engaging in unfair price discrim-
ination against independent retailers. This bill requires that suppliers
offer  deals  on  price, packaging, delivery terms, marketing, and other
terms to independents that are equivalent to the deals they give to  big
box  retailers. This requirement protects scale efficiencies from truck-
load-volume purchases while prohibiting discriminatory  terms  that  are
often demanded by dominant buyers and unrelated to any genuine efficien-
cies.  This  bill  also imposes liability for dominant buyers who coerce
suppliers into offering them preferential terms and prices not justified
by efficiency.  Through  an  economic  principle  called  the  "waterbed
effect,"  suppliers  make up lost profits from discounted sales to domi-
nant buyers by charging higher prices to  smaller  buyers-higher  prices
those  smaller  buyers  have  no  choice but to pass along to consumers.
Dominant buyers also often impose one-time, in-full,  delivery  require-
ments  on  suppliers that result in wasted product at big box stores and
shortages at smaller  retailers.  This  bill  would  hold  those  buyers
responsible  when  these preferential terms are not justified by produc-
tive efficiencies. Unfair terms imposed by dominant buyers harm competi-
tion by driving out smaller  rivals,  and  stopping  this  conduct  will
preserve  retail  choice  while protecting the competition that improves
quality and lowers prices. Passage of this bill is essential to address-
ing the affordability crisis and rising consumer  costs  and  protecting
New  York's small businesses by ensuring fair pricing based on transpar-
ency and competition, not the monopolistic practices of dominant  corpo-
rations.
 
PRIOR LEGISLATIVE HISTORY:
None.
 
FISCAL IMPLICATIONS:
None.
 
EFFECTIVE DATE:
This act shall take effect immediately.